Job type: Temps plein, Temps de travail : 90-100%

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Job content

Switzerland - Zürich
Compliance
Group Functions

Job Reference #

268285BR

City

Zürich

Job Type

Full Time

Your role

We offer an exciting and challenging entry-level role, with a great potential for your career development in the wider Compliance & Operation Risk team.

This includes reviewing and guiding the business in ensuring compliance with global and local policies and procedures as well as relevant legal, regulatory and best market practice standards. This will be done in connection with price sensitive information, investment banking and capital markets transactions. In addition, you will assist in developing and implementing new global and regional policies as well as providing necessary training to the business.

The tasks and responsibilities include but are not limited to the following:

Control Room
  • Maintenance of Grey List (Watch List) and Restricted List
  • Maintenance of UBS staff’s Information Barriers Status
  • Wall Crossing
  • Research Chaperone

Your team

The role will be in the Swiss Control Room which is part of the Investment Bank’s Swiss Compliance & Operation Risk Control team located in Opfikon. Together with the Control Room colleagues, you will perform Control Room tasks and provide a comprehensive advisory and support service to the Investment Bank (IB)’s Global Banking (GB) and Research.
We are a collaborative and motivated team, working on the vibrant Swiss Capital Market in a business-aligned Compliance role.


Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

Your expertise

  • bachelor’s degree in economics, law or finance preferred
  • good IB product knowledge preferred
  • understanding of the legal and regulatory regimes in the Financial Services industry of Switzerland and other major jurisdictions preferred
  • good interpersonal and communication skills
  • a strong sense of teamwork
  • attention to detail
  • fluency in English is mandatory, fluency in German strongly preferred, French is a plus

About us

UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

How we hire

This role requires an assessment on application. Learn more about how we hire: www.ubs.com/global/en/careers/experienced-professionals.html

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it’s our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Contact Details

UBS Recruiting Switzerland and Italy

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
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Deadline: 05-05-2024

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