C&ORC Control Room Specialist - Switzerland
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Update day: 21-03-2024
Category: Worker Part-time Finance / Bank / Stock Sales Information Technology Legal / Contracts Executive management Officer Serving / Cleaner / Maids PG / PB / Reception
Industry:
Job type: Temps plein, Temps de travail : 90-100%
Job content
Job Reference #
City
Job Type
Your role
This includes reviewing and guiding the business in ensuring compliance with global and local policies and procedures as well as relevant legal, regulatory and best market practice standards. This will be done in connection with price sensitive information, investment banking and capital markets transactions. In addition, you will assist in developing and implementing new global and regional policies as well as providing necessary training to the business.
The tasks and responsibilities include but are not limited to the following:
Control Room
- Maintenance of Grey List (Watch List) and Restricted List
- Maintenance of UBS staff’s Information Barriers Status
- Wall Crossing
- Research Chaperone
Your team
We are a collaborative and motivated team, working on the vibrant Swiss Capital Market in a business-aligned Compliance role.
Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.
Your expertise
- bachelor’s degree in economics, law or finance preferred
- good IB product knowledge preferred
- understanding of the legal and regulatory regimes in the Financial Services industry of Switzerland and other major jurisdictions preferred
- good interpersonal and communication skills
- a strong sense of teamwork
- attention to detail
- fluency in English is mandatory, fluency in German strongly preferred, French is a plus
About us
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
How we hire
Join us
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it’s our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
Contact Details
Disclaimer / Policy Statements
Deadline: 05-05-2024
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