C&ORC Control Room Specialist - Switzerland

☞ UBS

View: 121

Update day: 10-04-2024

Location: Zürich Zürich ZH

Category: Sales Legal / Contracts

Industry:

Job type: 100%, CDI, Temps de travail : 90-100%

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Job content

Critères de l’offre

Description du poste

We offer an exciting and challenging entry-level role, with a great potential for your career development in the wider Compliance & Operation Risk team.

This includes reviewing and guiding the business in ensuring compliance with global and local policies and procedures as well as relevant legal, regulatory and best market practice standards. This will be done in connection with price sensitive information, investment banking and capital markets transactions. In addition, you will assist in developing and implementing new global and regional policies as well as providing necessary training to the business.

The tasks and responsibilities include but are not limited to the following:

Control Room
  • Maintenance of Grey List (Watch List) and Restricted List
  • Maintenance of UBS staff’s Information Barriers Status
  • Wall Crossing
  • Research Chaperone
Description du profil

  • bachelor’s degree in economics, law or finance preferred
  • good IB product knowledge preferred
  • understanding of the legal and regulatory regimes in the Financial Services industry of Switzerland and other major jurisdictions preferred
  • good interpersonal and communication skills
  • a strong sense of teamwork
  • attention to detail
  • fluency in English is mandatory, fluency in German strongly preferred, French is a plus
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Deadline: 25-05-2024

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