Client AML/ KYC Analyst

☞ Lombard Odier & Cie

View: 118

Update day: 29-03-2024

Location: Genève Genève GE

Category: Finance / Bank / Stock

Industry:

Job type: Temps plein, Temps de travail : 90-100%

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Job content

A career at the Lombard Odier Group is something to be proud of. Our mission is to protect and grow our clients’ wealth - but not by any means necessary. Sustainability is at the heart of everything we do and we treat our clients’ wealth as if it were our own. We protect our clients’ assets for the long-term using expertise and innovation, all underpinned by our Rethink Everything philosophy. Our colleagues are the foundation of our success. We employ people at different life stages, from graduates to executive level leaders. The one thing they all have in common is that they seek to challenge the status quo, are imaginative and have the ability to offer a fresh perspective.
Client AML/ KYC Analyst
Client File Review Team - KYC, AML & Regulatory Reviews – Private Client Reviews
Within CP COO Office, the Client File Review unit is in charge of reviewing all client records through a several year’s exercise to ensure the quality and completeness of the information and documents related to all existing Banking relationships. The AML/KYC, regulatory and operational information are being compared against defined standards derived from the regulatory framework, support being given to Front Office units to complete/update records when required.
PRINCIPLE RESPONSIBILITIES:
  • Perform comprehensive background checks, due diligence researches, assess and document the sources of information
  • Evaluate KYC accuracy, completeness and plausibility
  • Analyze AML risks associated with the client, identify ‘red flag’ situations and escalate any risks and operational issues detected
  • Review risk category change of accounts in line with regulatory requirements and internal directives
  • Analyse existing clients (physical persons and entities), account data and documents in accordance with internally defined standards derived from the regulatory framework (CDB, LBA, etc…)
  • Provide guidance to the Front Office in respect of the KYC requirements
  • Liaise with Front Office to obtain additional information/documentation and corroborate received information
  • Identify potential gaps and look for misplaced information
  • Maintain a good and smooth relationship with our key stakeholders, e.g. Front Office, Compliance, Legal, to ensure the best client experience
  • Contribute ideas to further improve and streamline the KYC processes as well as participate in strategic technology change initiatives.
DESIRED PROFILE:
  • Previously worked in a Compliance, Legal, Onboarding and/or Audit departments with AML/KYC experience
  • Curiosity and natural interest in people, history and geopolitics
  • Great team player with positive mind-set
  • Strong analytical and problem solving skills with the ability to perform detailed reports
  • Attention to detail and strong follow-up skills
  • Sensitivity to the risks inherent in the function
  • Highly organized and self-driven
  • Ability to summarize complex topics and multi-task skills
  • Strong willingness to participate and help others, ability to develop relationships and solicit other departments
  • Excellent communication skills
  • Professional certification in Compliance and /or AML/CTF would be an advantage
  • Fluent in both English and French, another language would be an asset
  • Residence in Switzerland.
If you recognise yourself in this description, then please do apply. We look forward to hearing from you.
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Deadline: 13-05-2024

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