Compliance Assistant - 6 months

☞ Swissquote

View: 268

Update day: 26-03-2024

Location: Gland Vaud VD

Category: Legal / Contracts

Industry: Banking

Position: Entry level

Job type: Full-time

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Job content

As a Compliance Assistant, you will be part of the Legal & Compliance Department during 6 months and work in the Compliance Service. You will have multiple tasks, which include:

  • Review of client’s account opening requests (private clients, companies, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB)
  • Review of tax compliance aspects, such as FATCA and CRS (automatic exchange of information)
  • Contribution in drafting internal memos and procedures
  • Participation in reviews of key clients
  • Participation in key regulatory projects
  • Optimization of internal processes and guidelines
  • Support and advice to the Front line and management

Qualifications

  • Bachelor Degree, preferably in Laws or in Economics
  • Excellent command of English and French (German is a strong asset)
  • Analytical and methodological approach
  • Very good communication skills
  • Strong team player who enjoys working in multicultural, dynamic, technological and international environment

Additional Information

SQ1

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Deadline: 10-05-2024

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