Compliance Assistant - Reviews and Investigations (6 months)

☞ Swissquote

View: 156

Update day: 29-03-2024

Location: Gland Vaud VD

Category: Legal / Contracts

Industry: Banking

Job type: Full-time

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Job content

Company Description

Since 1996, we challenge the code to deliver innovative services & products that make financial opportunities accessible to everyone.

We are now the Swiss leader in online trading and we deliver our services to + 340’000 clients who can trade over 3 million products through performant and secured platforms.

As well as various online trading products (stocks, bonds, funds, derivative products, cryptocurrencies…), we provide Forex, Robo-Advisory and Mortgages solutions.

Join our +800 employees all over the world to accelerate your career in fast-moving and rock-solid company! We keep on growing and despite the COVID-19 pandemic, we were able to deliver exceptional results in 2020.

Job Description

As a Junior Compliance Officer, you will be part of the Compliance Department during 6 months and will work in the Reviews and Investigations team. You will have multiple tasks, which include:
  • Support to the team within the review of key clients’ files
  • Review of client’s account documentation (private clients, companies, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB)
  • Contribution to the analysis and drafting of MROS reports.
  • Support in investigations, enhanced due diligence analysis.
  • Support and advice to the Front line
Qualifications
  • Bachelor degree, preferably in Laws or in Economics
  • Excellent command of English and French (German is a strong asset)
  • Analytical and methodological approach
  • Very good communication skills
  • Strong team player who enjoys working in multicultural, dynamic, technological and international environment
Additional Information

SQ2
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Deadline: 13-05-2024

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