Compliance & Operational Risk Control Officer

☞ UBS

View: 308

Update day: 26-03-2024

Location: Lugano Ticino TI

Category: Sales Finance / Bank / Stock Legal / Contracts Executive management Information Technology Part-time

Industry: Finance

Job type: Temps partiel

Loading ...

Job content

Switzerland - Ticino
Compliance
Group Functions

Job Reference #

233042BR

City

Lugano

Job Type

Part Time

Your role

We are looking for a Compliance and Operational Risk Control (C&ORC) expert to:
  • cover various matters around Anti-Money Laundering (AML) / Know your Customer (KYC) and Suitability regulations
  • ensure policies, working instructions and risk frameworks are adequate, properly implemented and operating effectively
  • support the implementation of upcoming changes in the applicable Swiss regulations (e.g. GwG, FIDLEG, etc.)
  • review and optimize the existing processes and tools
  • build and maintain close relationships with relevant partners in Compliance, Origination, Legal, Business Risk Management and Operations
  • support definition and performance of second-line-of-defense activities in relation to suitability and AML/KYC risk.

Your team

You’ll be working in the C&ORC Policies & Procedures team in Lugano. We support, amongst others, the suitability standards and advisory process for WM and P&C.

Your expertise

  • 3 to 5 years’ experience in risk management, risk control, audit or compliance
  • A wide understanding of rules and regulations affecting the financial industry
  • Comfortable designing and managing systems and processes (including monitoring the proper implementation of system enhancements)
  • Analytic, with the ability to provide practical solutions for minimizing risks
  • Result-oriented and assertive (you don’t shy away from challenging situations)
  • Italian mother tongue, fluent in English and German
  • A degree in law, economics or equivalent would be an asset

About us

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That’s what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Join us

We’re a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.

Contact Details

UBS Business Solutions AG
UBS Recruiting

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Loading ...
Loading ...

Deadline: 10-05-2024

Click to apply for free candidate

Apply

Report job
Loading ...
Loading ...

SIMILAR JOBS

Loading ...