Compliance & Operational Risk Control specialist

UBS

View: 138

Update day: 20-03-2024

Location: Zürich Zürich ZH

Category: Accounting / Auditing

Industry: Finance

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Job content

Switzerland - Zürich
Risk
Group Functions

Job Reference #

239617BR

City

Zürich

Job Type

Full Time

Your role

Are you interested in conducting risk assessment and testing control frameworks? Are you interested in business processes audit? Are you at your best when working within a team?

We’re looking for a Compliance & Operational Risk Control specialist to:

  • continue to strengthen the financial control environment
  • analyze and understand key financial reporting controls in scope of SOX 404
  • perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines
  • support stakeholders in understanding reported control deficiencies and related risks
  • identify and escalate any potential testing issues / exceptions to appropriate teams and the stream leads
  • maintain high quality testing documentation, trackers and issue logs, ensuring these are kept up-to-date and accurate

Your team

You’ll be working in Compliance & Operational Risk Control Risk & Finance Assurance team in Zurich. C&ORC R&F Assurance is part of Group Compliance & Regulatory Governance (GCRG) COO function that provides an independent assessment of the design and operating effectiveness of management controls.



Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

Your expertise

  • bachelor degree or equivalent qualification in accounting, finance or related field
  • excellent time management skills and ability to meet ambitious deadlines
  • skilled communicator who adapts style to audience and conveys clear, accurate and concise information; fluent in both English and German
  • critical thinker focused on details, with solid analytical and reporting skills
  • an understanding of internal control testing requirements and/or process mapping
  • up to 3 years experience in operational controls, financial reporting controls or internal control areas (preferable)
  • any experience working within the financial services industry or professional services firms (preferable)
  • studying towards suitable professional qualification such as CIA, ACA, ACCA (preferable)

About us

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That’s what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Join us

We’re a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.

Contact Details

UBS Business Solutions AG
UBS Recruiting

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
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Deadline: 04-05-2024

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