Monitoring & Sanctions Senior Compliance Officer

☞ Brodard Executive Search

Ver: 115

Día de actualización: 25-04-2024

Ubicación: Genève Genève GE

Categoría: Administrativo / Oficinista / Asistente Finanzas / Banco / Acciones Legales / Contratos

Industria:

Tipo de empleo: CDI

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Description du poste

We are currently recruiting a Monitoring & Sanctions Senior Compliance Officer, for a private bank based in Geneva.



Position


To provide support to Group Compliance to protect the Bank and to fulfill its regulatory requirements in relation to Anti-Money Laundering, Sanctions and Embargoes.
Responsible for the provision of investigation, screening and advisory to the Front Office.



Main responsabilities


Second level of control of High-Risk Transactions alerts under AML perspective:
  • Evaluating plausibility of information and eventual supportive documentation
  • Eventual clarification procedure according to art 6 Swiss AML Act


Second level of control of transactions under national and international sanctions or embargoes:
  • Support to Operations in identification of persons or entities under the scope of CH / UFAC / UN and EU sanctions in SWIFT or SIC messages
  • Management of daily operations on blocked accounts


Others AML controls and monitoring:
  • Support to Group Compliance and PB on AML and sanctions matters
  • Advise Front Office on appropriate measures in connection with sanctions compliance, including foreign entities
  • Ensure that new sanctions and embargo measures are introduced by preparing work instructions, ensuring, and developing suitable tools and processes
  • Establish and/or provide input for the sanctions relevant policies
  • Review adequacy and effectiveness of sanction filtering systems on a regular basis including changes and enhancements to business rules as required
  • Review highly sensitive clients and transactions, prepare committees notes, escalate to internal Compliance committees, and implement corresponding decisions
  • Respond to requests received from correspondent banks


Experience, Qualifications and Key Competencies
  • Master’s degree in Law, Economics or Business Administration
  • Must 5 years of banking experience and at least 3 years of compliance, legal or audit experience is highly desirable
  • Thorough knowledge of banking, OFAC, AML and Sanctions processes, service operations, products and systems
  • Excellent understanding of risk management and controls
  • Strong analytical skills
  • Ability to work independently in a deadline driven, regulatory environment
  • Fluent in French and English


Education: Master Degree


Languages:
  • French - Fluent
  • English - Fluent


Only short-listed candidates will be contacted, many thanks for your understanding.
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Plazo: 09-06-2024

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