Posizione: Mid-Senior level

Tipo di lavoro: Full-time

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Contenuto del lavoro

In this role as Senior Compliance Officer for Investments, you will report to the Head of Investments Compliance at Corporate Center in Switzerland and have a matrix reporting line to the Regional Investments Compliance Officer EMEA.

What You Will Do

  • Building strong and collaborative relationships, in a global matrix organization, with key stakeholders
  • Providing expert day-to-day advice and independent challenge enable the business to successfully respond to market and regulatory changes and satisfy their ongoing compliance obligations.
  • Providing assurance services to assist in identifying, managing and mitigating risks.
  • Continuously building your knowledge of relevant local laws, rules and regulations to provide a forward-looking perspective on the business impact of future regulation
  • Advising the business on solutions, policies, processes and controls required to compliantly address legal and regulatory developments, firm policies, industry standards and best practice.
  • Working collaboratively with experts in Group Compliance, Group Risk Management and Group Audit to ensure an aligned and efficient approach towards the business.

In addition, for Global Derivatives

  • Developing the Center of Excellence within Investments Compliance for Derivatives.
  • Executing Compliance enablement and advice (in collaboration with Regional Investments Compliance Officers) towards the business on qualitative aspects of derivatives laws, regulations, and policies.
  • Promoting integrated assurance with Group Risk Management and Group Audit to avoid duplication and ensure an aligned approach to 2nd and 3rd line activities in derivatives space.

In addition, for EMEA

  • Supporting the Regional Investments Compliance Officer EMEA in all aspects of Investments Compliance coverage in the EMEA region.
  • Assuming responsibility for Investments Compliance coverage of specific EMEA business units and/or legal entities.
  • Collaborating with local Compliance officers, the EMEA regional Compliance team, and Investment Management professionals to secure adequate information exchange and reporting within Compliance and to Investment Management in respect of coverage areas.

What You Will Bring

  • 6+ years’ experience in a senior investments or securities dealing Risk Management, Audit, Compliance or Business role, either in a global investment banking, asset management, insurance, banking or a consulting firm environment. Preference will be given to candidates with compliance assurance or audit experience.
  • Knowledge of derivatives including structures, international standards, laws and regulations; experience with derivatives management in an insurance company preferred.
  • A relevant degree or industry equivalent qualification.
  • Complete fluency in written and spoken German (native or C2), proficiency in written and spoken English (minimum C1)
  • Up-to-date knowledge of the securities dealing, asset management and general financial markets regulatory environment (e.g. market abuse, securities dealing, market infrastructure, etc.).
  • Excellent verbal and written communication skills, including the ability to confidently present complex matters to all levels of management clearly and concisely.
  • Ability to perform assurance/ audit activities, analyze risks and controls, assess when controls are not designed and operating effectively, and make appropriate recommendations.
  • Self-starter with the ability to work effectively, both independently and as part of a team.
  • Practical experience of working in a global matrix organization would be an advantage.
  • Strong analytical, organizational and project management skills.
  • Able to use initiative and apply expert judgment.
  • Excellent problem-solving and influencing skills.
  • Self-motivation and a willingness to learn and develop new skills.
  • Willingness to travel approximately 10%–30%.

Additional Information

We look forward to receiving your online application.

Zurich wants to attract the best talent and we acknowledge that talents might not always be available full-time. At Zurich we will consider requests for flexible working. Many of our employees work flexibly in a variety of ways. Please talk to us during the interview about the flexibility you may need.

Information for recruitment agencies

Zurich does not accept any applications from recruitment agencies for this position. We refuse any responsibility for unsolicited applications as well as any associated fees.

Are you interested in working for a company that values its people and put’s its customers and employees at the heart of everything we do? Are you looking for growth opportunities beyond simply a career? Then Zurich could be just the place for you!

Our people are the heart & soul of Zurich. Together we are committed to delivering on our purpose - Let’s Create a Brighter Future Together!

Our ambition is to become one of the most responsible and impactful businesses in the world. To get there we hire and develop the best talent available. With Zurich, you can expect to work on challenges that will help you grow and to collaborate with a diverse and inclusive global team.

People are Zurich’s most important asset. Their varied skills, perspectives and experiences drive innovation. And they reflect the breadth and diversity of our customers, suppliers, communities and investors around the world. We are committed to attracting and retaining talented individuals from a variety of backgrounds and experiences. Zurich does not discriminate based on race, ethnicity, religion, national origin, sex, gender expression, gender identity, genetic information, age, disability, protected veteran status, marital status, sexual orientation, pregnancy or other characteristics protected by applicable law.

  • Location(s): CH - Zürich, DE - Köln, DE - Denkendorf, DE - Berlin
  • Remote working: Yes
  • Schedule: Full Time
  • Recruiter name: Grace Cunningham
  • Closing date:
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Scadenza: 10-05-2024

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