LSFin Intern (Law of the financial services) - M/W

Société Générale Private Banking (SGPB), banque privée de gestion de fortune, du groupe Société Générale, est présente dans 11 pays à travers le monde. Société Générale Private Banking (Suisse) SA, appartient au réseau SGPB basé en Suisse. Elle offre des services de gestion de patrimoine à une clientèle d’entrepreneurs et de particuliers fortunés. Société Générale Private Banking (Suisse) SA propose l’expertise globale en ingénierie patrimoniale internationale ainsi que dans une large gamme de solutions d’investissements.

Main Mission:

As part of its regulatory obligations with respect to the Financial Service Act (FinSA or LSFIN), the Bank must ensure all its clients’ transactions are executed only after a defined set of controls have been performed. Additionally, the Bank must provide specific reports to its clients upon request. This role will be to support the FO and MO employees in the execution of this regulatory duty, as well as performing “LOD2” controls on these activities.

Tasks and Responsibilities:

• Assist the Investment Managers with the execution of regulatory controls on advisory mandates.
• Execute daily controls on the compliance of transactions (Suitability and Appropriateness) in line with LSFIN regulation (LOD2).
• Follow-up on anomalies (transactions performed without appropriate controls).
• Assist the Middle Office officers with the execution of regulatory reporting.
• Produce dashboards to the attention of senior managers on the compliance of transactions and reports.
• Coordinate/Ensure the maintenance of the LSFIN controls and reporting platform.

Studies & Experience:

• Minimum of a master’s degree in economics, finance/banking or relative field.
• 0 - 2 years. A first experience as part of a control/risk monitoring team is an advantage.

Language skills :

• Français et Anglais – niveau bilingue (écrit et oral) ;
• Autre langue, un atout.

Technical, operational and behavioural skills :

• Autonomous, rigorous, and a can do-attitude is paramount for the position.
• Good understanding of query language (SQL) and able to understand database table relationships.
• Knowledge in VBA programing (any other language a plus).
• Excellent knowledge of the Microsoft Pack Office (Word, Excel, Power Point), tests will be performed during the interview.
• Good understanding of risk metrics (Value at Risk) and all financial products including derivatives.

Société Générale Switzerland is a multi-category bank offering every employee the possibility to have several careers in a professional career path. Internal mobility and training are two core areas we focus on, in a dynamic, prosperous and evolving context. As soon as you arrive, you will be integrated into our teams and will learn every day alongside our experts, who will support you in your tasks. Gradually, you will become more independent in your projects, making this experience a real career accelerator. You will also discover all the diversity of our businesses, in a sector that is constantly evolving and innovating. At the end of your studies, various opportunities could be offered to you, in Switzerland and abroad.

At Societe Generale, we are convinced that people are drivers of change, and that the world of tomorrow will be shaped by all their initiatives, from the smallest to the most ambitious. Whether you’re joining us for a period of months, years or your entire career, together we can have a positive impact on the future. Creating, daring, innovating and taking action are part of our DNA. If you too want to be directly involved, grow in a stimulating and caring environment, feel useful on a daily basis and develop or strengthen your expertise, you will feel right at home with us!

Still hesitating?

You should know that our employees can dedicate several days per year to solidarity actions during their working hours, including sponsoring people struggling with their orientation or professional integration, participating in the financial education of young apprentices, and sharing their skills with charities. There are many ways to get involved.