Senior Compliance Officer for Global Wealth Management

☞ UBS

View: 125

Update day: 04-04-2024

Location: Zürich Zürich ZH

Category: Finance / Bank / Stock Legal / Contracts

Industry:

Job type: 100%, Temps de travail : 90-100%

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Job content

Switzerland - Zürich
Compliance
Group Functions

Job Reference #

273757BR

City

Zürich

Job Type

Full Time

Your role

Are you looking for a new challenge in an interesting and dynamic international environment? Do you know how to maintain independence and objectivity? Then you might be our new Global Wealth Management Compliance Officer, as we are looking for an enthusiastic team member with relevant experience who will:

  • provide front-to-back compliance advice for the Business and assume responsibility to ensure compliance with current legal and regulatory standards
  • review, investigate and report sensitive cases with regard to financial crime, money laundering, regulatory and reputational risks
  • engage in and advise Management on risk assessments and strategic Business initiatives
  • support with preparation of data requests for regulatory reviews
  • participate in reviewing new business initiatives and advise on complex transactions

Your team

You will be working in the Global Wealth Management Compliance team based in Zurich and will collaborate with colleagues around the globe. Our team covers international clientele in booking center Switzerland as well as in relevant onshore locations.

Your expertise

  • master degree preferably in Economics, Law, Finance or Audit
  • at least 3 years of professional experience in a holistic compliance, risk or cross-border role, or other practical white-collar crime or investigative experience with a law or audit firm or regulator
  • detailed knowledge of the key principles of Swiss AML regulations and laws
  • ability to deliver to tight deadlines, to independently identify and assess financial crime ‘red flags’ and confidently communicate final decisions to management and front office staff
  • a flair for IT applications and a willingness to embrace our new digital future
  • strong verbal and written communication skills and the ability to formulate and articulate clear guidance to internal stakeholders
  • resilient and comfortable to work independently as well as collaborating in a team

About us

UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

How we hire

Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it’s our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Contact Details

UBS Business Solutions AG

UBS Recruiting

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
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Deadline: 19-05-2024

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