Senior Compliance Officer

UBS

View: 115

Update day: 10-03-2024

Location: Zürich Zürich ZH

Category: R & D Sales Legal / Contracts

Industry:

Job type: 100%, CDI, Temps de travail : 90-100%

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Job content

Critères de l’offre

Description du poste

Are you looking for a new challenge in an interesting and dynamic international environment?

We are looking for an experienced Compliance Officer for the segment GFIM (Global Financial Intermediaries) covering a broad spectrum of compliance topics. You will be mainly responsible for:

  • independently resolve sensitive cases with regard to money laundering aspects, regulatory and reputation risks by performing in-depth case analyses/investigations and conducting clarifications with the business and other compliance units.
  • file Suspicious Activity Reports (SARs) to the Money Laundering Reporting Office Switzerland (MROS).
  • assume responsibility to ensure compliance with current legal and regulatory standards
  • drive the identification, assessment, measurement, mitigation and monitoring of compliance and operational risk
  • engage in strategic compliance growth projects
  • participate in reviewing new business initiatives and advise on complex transactions
  • provide advice to management and client advisors
  • develop and conduct training for client facing and Compliance staff
Description du profil

For this demanding role, we seek someone with:
  • at least eight years of experience within an in-house compliance function or other practical white-collar crime or investigative experience within a law or audit firm, banking regulator or prosecutor with a focus on money laundering
  • profound knowledge of Swiss AML regulation and financial market legislation (CDB, AMLA, AMLO, FinSA, FinIA)
  • strong oral and written communication skills in English and German.
  • a master’s degree in law, economics, finance, or similar
  • excellent writing skills, with experience writing in a concise and understandable format.
  • analytical thinking and a structured, result-oriented working method with the ability to work well under pressure and to shift priorities as needed to meet demands
  • expertise in handling applications and IT systems
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Deadline: 24-04-2024

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