Job type: Temps plein, Temps de travail : 90-100%

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Job content

Switzerland - Zürich
Compliance
Group Functions

Job Reference #

244065BR

City

Zürich

Job Type

Full Time

Your role

Do you know how to make sure things run smoothly? Are you actively following regulatory developments in the area of Anti-Money Laundering (AML) / Know your Customer (KYC)? Do you enjoy advising and supporting colleagues from different departments to ensure compliance?

We are looking for a Compliance and Operational Risk Control (C&ORC) expert who understands the Anti-Money Laundering (AML) / Know your Customer (KYC) related regulation in Switzerland in general and the “Agreement on the Swiss banks’ code of conduct with regard to the exercise of due diligence (CDB)” in particular as well as the various related processes of a universal bank. Specifically you would act as a CDB subject-matter expert covering various types of control activities including:

  • act as CDB SME towards first, second and third line of defense as well as external auditors. This entails in particular the timely handling of CDB-related requests and the provision of high quality guidance
  • ownership of CDB related forms and a manual with working instructions for the front office (Compliance & Legal Manual)
  • contribute to requests by the SBA’s CDB Working Group and collaborate in the CDB revision (including the implementation of new / revised requirements)
  • ensure policies, working instructions and risk frameworks are adequate, properly implemented and operating effectively
  • build and maintain close relationships with relevant partners in Compliance, Origination, Legal, Business Risk Management and Operations

Your Career Comeback

We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.

Your team

You’ll be working in the C&ORC Key Processes team in Zurich. We support, amongst others, the application of Anti-Money Laundering (AML) / Know your Customer (KYC) standards and requirements in policies, instructions, processes and tools for GWM and P&C in Switzerland.

Your expertise

  • solid in-depth CDB knowledge (including practical experience)
  • a degree in law, economics or equivalent
  • at least 3 years experience in risk management, risk control, audit or compliance
  • a wide understanding of rules and regulations affecting the financial industry
  • comfortable in designing and managing systems and processes (including monitoring the proper implementation of system enhancements)
  • analytical, with the ability to provide practical solutions for minimizing risks
  • result-oriented and assertive (you don’t shy away from challenging situations)
  • fluent in English and German (other languages are an asset)

About us

UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

Join us

From gaining new experiences in different roles to acquiring fresh knowledge and skills, at UBS we know that great work is never done alone. We know that it’s our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves.

Ready to be part of #teamUBS and make an impact?

Contact Details

UBS Recruiting Italy

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
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Deadline: 04-05-2024

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