Compliance Officer

☞ Ria Financial

Vue: 111

Jour de mise à jour: 26-03-2024

Localisation: Genève Genève GE

Catégorie: Juridique / Contrats

Industrie: Information Technology Services Computer Software Staffing Recruiting

Niveau: Mid-Senior level

Type d’emploi: Full-time

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le contenu du travail

Description

The principal mission of the candidate is to be responsible for developing, implementing and administering all aspects of the company’s Compliance Management Program in order to comply with Switzerland regulation designated to assist in the detection and prevention of money laundering, terrorist financing and consumer fraud activities and comply with consumer protection expectations as well as any other laws and regulations that pertain to the activities that Ria performs as a money service business.
  • Plan, organize and control the day-to-day administrative and operational compliance activities; collaborate with the Senior Management in the overall administration of these activities for the company.
  • Advise the Senior Management and other personnel of emerging compliance issues and consults and guide the company in the establishment of controls to mitigate risks.
  • Implement an effective Compliance Risk Assessment Program in order to identify the risks associated within the regulatory environment, the products and services offered, geographical locations of operation and the delivery channels used.
  • Due diligence tasks for new correspondents on boarding process and ongoing KYC updates.
  • Manage and perform internal and external audit.
  • Transaction Monitoring functions and reporting tasks according to AMLA or any other FINMA requirements.
  • Implement and effective AML training and continuing education programs to all applicable employees and agents.
  • Work with different departments to coordinate all reportorial and other requirements prescribed by the FINMA.
  • Data protection tasks in accordance with Swiss law as well as any other laws and regulations that pertain to the activities that Ria performs as a money service business.

Qualifications
  • At least 2-3 years of proven working experience in the financial or legal sector, 1 – 2 of which preferably in compliance in a financial environment
  • Master’s degree in business law or a related field in Switzerland
  • The ability to use his/her knowledge or high capacity to understand and apply the various legal systems applicable in the country
  • Be fluent in German, English and French. Italian or spanish as an asset.

Primary Location
: CH-Geneve

Work Locations
:
CH/Geneva

Place Cornavin 14-16

Geneve 1201

Job
: Manager

Organization
: COMPLIANCE

Schedule
: Full-time

Employee Status
: Permanent

Job Posting
: May 31, 2021, 6:38:43 PM
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Date limite: 10-05-2024

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