Senior Compliance & Operational Risk Control Specialist
Vue: 150
Jour de mise à jour: 24-04-2024
Localisation: Zürich Zürich ZH
Catégorie: Finance / Banque / Stock Juridique / Contrats
Industrie: Finance
Type d’emploi: Temps plein, Temps de travail : 90-100%
le contenu du travail
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Your role
We are looking for a Compliance and Operational Risk Control (C&ORC) expert who understands the Anti-Money Laundering (AML) / Know your Customer (KYC) related regulation in Switzerland in general and the “Agreement on the Swiss banks’ code of conduct with regard to the exercise of due diligence (CDB)” in particular as well as the various related processes of a universal bank. Specifically you would act as a CDB subject-matter expert covering various types of control activities including:
- act as CDB SME towards first, second and third line of defense as well as external auditors. This entails in particular the timely handling of CDB-related requests and the provision of high quality guidance
- ownership of CDB related forms and a manual with working instructions for the front office (Compliance & Legal Manual)
- contribute to requests by the SBA’s CDB Working Group and collaborate in the CDB revision (including the implementation of new / revised requirements)
- ensure policies, working instructions and risk frameworks are adequate, properly implemented and operating effectively
- build and maintain close relationships with relevant partners in Compliance, Origination, Legal, Business Risk Management and Operations
Your Career Comeback
Your team
Your expertise
- solid in-depth CDB knowledge (including practical experience)
- a degree in law, economics or equivalent
- at least 3 years experience in risk management, risk control, audit or compliance
- a wide understanding of rules and regulations affecting the financial industry
- comfortable in designing and managing systems and processes (including monitoring the proper implementation of system enhancements)
- analytical, with the ability to provide practical solutions for minimizing risks
- result-oriented and assertive (you don’t shy away from challenging situations)
- fluent in English and German (other languages are an asset)
About us
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
Join us
Ready to be part of #teamUBS and make an impact?
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Date limite: 08-06-2024
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